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AML Policy (Anti-Money Laundering Policy) – River Stone Investment

1. Introduction

At River Stone Investment, we are committed to maintaining the highest standards of integrity and transparency in all our financial operations. Our Anti-Money Laundering (AML) Policy is designed to prevent any form of money laundering, terrorist financing, fraud, or other illicit activities that may pose a threat to financial markets. We strictly comply with international AML regulations and local laws to ensure a secure and compliant trading environment for our investors.

2. Compliance with Global AML Regulations

River Stone Investment adheres to the guidelines set by major financial regulatory bodies, including but not limited to:

  • The USA PATRIOT Act
  • The Financial Action Task Force (FATF)
  • European Union AML Directives
  • Financial Crimes Enforcement Network (FinCEN)

Our firm implements strict KYC (Know Your Customer) procedures, continuous transaction monitoring, and due diligence to prevent any unlawful activities within our platform.

3. Know Your Customer (KYC) & Customer Due Diligence (CDD)

To ensure compliance with AML regulations, River Stone Investment requires all clients to undergo a KYC verification process, which includes:
✅ Identity Verification – Submission of government-issued ID (passport, driver’s license, or national ID).
✅ Address Verification – Proof of residence (utility bill or bank statement).
✅ Source of Funds Declaration – Confirmation that the funds used for trading are legitimate.

4. Transaction Monitoring & Reporting

We continuously monitor transactions for suspicious activity, such as:

  • Large or unusual deposits and withdrawals.
  • Rapid transfers between multiple accounts.
  • Trading behavior inconsistent with normal market activity.

If any suspicious transactions are detected, River Stone Investment reserves the right to suspend accounts and report the activity to relevant authorities.

5. Risk-Based Approach

We assess each client’s risk level based on factors such as geographical location, transaction patterns, and business activity. High-risk clients undergo enhanced due diligence (EDD) for added security.

6. Client Responsibilities

By using River Stone Investment, clients agree to:

  • Provide accurate and complete KYC information.
  • Ensure that all deposited funds are legally obtained.
  • Report any suspicious activity they may notice on their accounts.